Climate Change & Air Pollution

2007
Yuxuan Wang, Michael B. McElroy, Randall V Martin, David G Streets, Qiang Zhang, and Tung-May Fu. 2007. “Seasonal variability of NOx emissions over east China constrained by satellite observations: Implications for combustion and microbial sources.” Journal of Geophysical Research, 112, D06301. Publisher's VersionAbstract
Observations of tropospheric column densities of NO2 obtained from the Global Ozone Monitoring Experiment (GOME) for a 3‐year period (1997, 1998, and 2000) are used to derive average seasonal variations in surface emissions of NOx from east China (100–123°E, 20–42°N). The retrieval allows for zonal variations in the contribution of the stratosphere to the NO2 column and removes a bias of ±10% on the seasonality of retrieved columns introduced by cloud screening. The top‐down inventory is constructed using an inversion approach with a global 3‐D chemical transport model (GEOS‐Chem) and combined subsequently with the a priori inventory to develop an a posteriori inventory. The contribution of background NO2 arising from nonsurface sources (lightning) and long‐range transport of emissions originating outside of east China is accounted for in the inversion. The a posteriori estimate of overall emissions for east China, 4.66 Tg N/yr (±30% uncertainty), is 33% higher than the a priori value and is shown to improve agreement with surface measurements of nitrate wet deposition and concentrations of NOy observed in China. On the basis of multiple constraints on the spatial and seasonal variations of combustion and microbial processes, the a posteriori inventory is partitioned among emissions from biomass burning, fuel combustion, and microbial activity (or soil emissions). Emission of NOx from biomass burning in east China is estimated as 0.08 TgN/yr ± 50% in the a posteriori inventory, increased by about a factor of 2 from the a priori estimate. The resulting a posteriori inventory for fuel combustion (3.72 TgN/yr ± 32%) is about 15% higher than the a priori and exhibits a distinct maximum in winter, in contrast to the weak seasonality indicated in the a priori inventory. The a posteriori value for the microbial source of NOx (0.85 TgN/yr ± 40%) is about a factor of 3 higher than the a priori value, amounting to 23% of combustion sources for east China and significantly higher than a priori value of 7%. The microbial source is unimportant in winter. It peaks in summer, accounting for as much as 43% of the combustion source for that season, and is significant also in spring and fall. This seasonality is attributed to the timing of fertilizer application and to the influence of seasonally variable environmental factors including temperature and precipitation.
Chris P Nielsen and Mun S Ho. 2007. “Summary for policy.” In Clearing the air: The health and economic damages of air pollution in China, edited by Mun S Ho and Chris P Nielsen. Cambridge, MA: MIT Press. Publisher's VersionAbstract

An interdisciplinary, quantitative assessment of the health and economic costs of air pollution in China, and of market-based policies to build environmental protection into economic development.

China's historic economic expansion is driven by fossil fuels, which increase its emissions of both local air pollutants and greenhouse gases dramatically. Clearing the Air is an innovative, quantitative examination of the national damage caused by China's degraded air quality, conducted in a pathbreaking, interdisciplinary U.S.-China collaboration. Its damage estimates are allocated by sector, making it possible for the first time to judge whether, for instance, power generation, transportation, or an unexpected source such as cement production causes the greatest environmental harm. Such objective analyses can reset policy priorities.

Clearing the Air uses this information to show how appropriate "green" taxes might not only reduce emissions and health damages but even enhance China's economic growth. It also shows to what extent these same policies could limit greenhouse gases, suggesting that wealthier nations have a responsibility to help China build environmental protection into its growth.

Clearing the Air is written for diverse readers, providing a bridge from underlying research to policy implications, with easily accessible overviews of issues and summaries of the findings for nonspecialists and policymakers followed by more specialized, interlinked studies of primary interest to scholars. Taken together, these analyses offer a uniquely integrated assessment that supports the book's economic and policy recommendations.

Chris P Nielsen and Mun S Ho. 2007. “Summary for research.” In Clearing the air: The health and economic damages of air pollution in China, edited by Mun S Ho and Chris P Nielsen. Cambridge, MA: MIT Press. Publisher's VersionAbstract

An interdisciplinary, quantitative assessment of the health and economic costs of air pollution in China, and of market-based policies to build environmental protection into economic development.

China's historic economic expansion is driven by fossil fuels, which increase its emissions of both local air pollutants and greenhouse gases dramatically. Clearing the Air is an innovative, quantitative examination of the national damage caused by China's degraded air quality, conducted in a pathbreaking, interdisciplinary U.S.-China collaboration. Its damage estimates are allocated by sector, making it possible for the first time to judge whether, for instance, power generation, transportation, or an unexpected source such as cement production causes the greatest environmental harm. Such objective analyses can reset policy priorities.

Clearing the Air uses this information to show how appropriate "green" taxes might not only reduce emissions and health damages but even enhance China's economic growth. It also shows to what extent these same policies could limit greenhouse gases, suggesting that wealthier nations have a responsibility to help China build environmental protection into its growth.

Clearing the Air is written for diverse readers, providing a bridge from underlying research to policy implications, with easily accessible overviews of issues and summaries of the findings for nonspecialists and policymakers followed by more specialized, interlinked studies of primary interest to scholars. Taken together, these analyses offer a uniquely integrated assessment that supports the book's economic and policy recommendations.

Yuxuan Wang, Michael B. McElroy, K. Folkert Boersma, Henk J Eskes, and Pepijn J Veefkind. 2007. “Traffic restrictions associated with the Sino-African Summit: Reductions of NOX detected from space.” Geophysical Research Letters, 34, L08814. Publisher's VersionAbstract
Aggressive measures were instituted by the Beijing municipal authorities to restrict vehicular traffic in the Chinese capital during the recent Sino-African Summit. We show that reductions in associated emissions of NOx were detected by the Dutch-Finnish Ozone Monitoring Instrument (OMI) aboard the Aura satellite. Interpretation of these data using a 3-dimensional chemical transport model indicates that emissions of NOx were reduced by 40% over the period of November 4 to 6, 2006, for which the restrictions were in place.
2006
Sue J. Lin, I.J. Lu, and Charles Lewis. 2006. “Identifying key factors and strategies for reducing industrial CO2 emissions from a non-Kyoto protocol member’s (Taiwan) perspective.” Energy Policy, 34, Pp. 1499-1507. Publisher's VersionAbstract
In this study we use Divisia index approach to identify key factors affecting CO2 emission changes of industrial sectors in Taiwan. The changes of CO2 emission are decomposed into emission coefficient, energy intensity, industrial structure and economic growth. Furthermore, comparisons with USA, Japan, Germany, the Netherlands and South Korea are made to have a better understanding of emission tendency in these countries and to help formulate our CO2 reduction strategies for responding to the international calls for CO2 cuts. The results show that economic growth and high energy intensity were two key factors for the rapid increase of industrial CO2 emission in Taiwan, while adjustment of industrial structure was the main component for the decrease. Although economic development is important, Taiwan must keep pace with the international trends for CO2 reduction. Among the most important strategies are continuous efforts to improve energy intensity, fuel mix toward lower carbon, setting targets for industrial CO2 cuts, and advancing green technology through technology transfer. Also, the clean development mechanism (CDM) is expected to play an important role in the future.
Ying Zhou, Jonathan I Levy, John S Evans, and James K Hammitt. 2006. “The influence of geographic location on population exposure to emissions from power plants throughout China.” Environment International, 32, 3, Pp. 365-373. Publisher's VersionAbstract
This analysis seeks to evaluate the influence of emission source location on population exposure in China to fine particles and sulfur dioxide. We use the concept of intake fraction, defined as the fraction of material or its precursor released from a source that is eventually inhaled or ingested by a population. We select 29 power-plant sites throughout China and estimate annual average intake fractions at each site, using identical source characteristics to isolate the influence of geographic location. In addition, we develop regression models to interpret the intake fraction values and allow for extrapolation to other sites. To model the concentration increase due to emissions from selected power plants, we used a detailed long-range atmospheric dispersion model, CALPUFF. Primary fine particles have the highest average intake fraction (1 × 10− 5), followed by sulfur dioxide (5 × 10− 6), sulfate from sulfur dioxide (4 × 10− 6), and nitrate from nitrogen oxides (4 × 10− 6). For all pollutants, the intake fractions span approximately an order of magnitude across sites. In the regression analysis, the independent variables are meteorological proxies (such as climate region and precipitation) and population at various distances from the source. We find that population terms can explain a substantial percentage of variability in the intake fraction for all pollutants (R2 between 0.86 and 0.95 across pollutants), with a significant modifying influence of meteorological regime. Near-source population is more important for primary coarse particles while population at medium to long distance is more important for primary fine particles and secondary particles. A significant portion of intake fraction (especially for secondary particles and primary fine particles) occurs beyond 500 km of the source, emphasizing the need for detailed long-range dispersion modeling. These findings demonstrate that intake fractions for power plants in China can be estimated with reasonable precision and summarized using simple regression models. The results should be useful for informing future decisions about power-plant locations and controls.
Shuxiao Wang, Jiming Hao, Mun S Ho, Ji Li, and Yongqi Lu. 2006. “Intake fractions of industrial air pollutants in China: Estimation and application.” Science of the Total Environment, 354, Pp. 127-141. Publisher's VersionAbstract
Intake fractions, an emissions-intake relationship for primary pollutants, are defined and are estimated in order to make simple estimates of health damages from air pollution. The sulfur dioxide (SO2) and total suspended particles (TSP) intake fractions for five cities of China are estimated for the four main polluting industries—electric power generation, mineral (mostly cement) products industry, chemical process industry and metallurgical industry (mainly iron and steel smelting). The Industrial Source Complex Long Term (ISTLT3) model is used to simulate the spatial distribution of incremental ambient concentrations due to emissions from a large sample of site-specific sources. Detailed population distribution information is used for each city. The average intake fractions within 50 km of these sources are 4.4 × 10- 6 for TSP, and 4.2 × 10- 6 for SO2, with standard deviations of 8.15 × 10- 6 and 9.16 × 10- 6, respectively. They vary over a wide range, from 10- 7 to 10- 5. Although the electric power generation has been the focus of much of the air pollution research in China, our results show that it has the lowest average intake fraction for a local range among the four industries, which highlights the importance of pollutant emissions from other industrial sources. Sensitivity analyses show how the intake fractions are affected by the source and pollutant characteristics, the most important parameter being the size of the domain. However, the intake fraction estimates are robust enough to be useful for evaluating the local impacts on human health of primary SO2 and TSP emissions. An application of intake fractions is given to demonstrate how this approach provides a rapid population risk estimate if the dose-response function is linear without threshold, and hence can help in prioritizing pollution control efforts.
2005
Michael B. McElroy and Yuxuan Wang. 2005. “Human and animal wastes: Implications for atmospheric N2O and NOX.” Global Biogeochemical Cycles, 19, 2. Publisher's VersionAbstract
More than 220 Tg N are processed annually through the global agriculture/animal/human food chain. It is suggested that aerobic denitrification, reduction of nitrite formed in the first stage of nitrification, is an important source not only of global N2O but also of NOx. A simple top‐down method indicates a globally averaged yield of 2% for N2O emitted as a consequence of human disturbances to the global nitrogen cycle. This yield can account not only for the contemporary budget of atmospheric N2O but also for trends observed over the past 1000 years. The associated microbial source of NOx is estimated assuming a NOx/N2O ratio of 3, consistent with results from a variety of laboratory and field studies. This source is significant, particularly for large developing countries such as China and India for which its contribution is comparable to that from fossil fuel.
2004
Y.X. Wang, M.B. McElroy, T. Wang, and P.I. Palmer. 2004. “Asian emissions of CO and NOX: Constraints from aircraft and Chinese station data.” Journal of Geophysical Research, 109, D24304. Publisher's Version
Yuxuan Wang. 2004. “Emissions from China: Implications for the regional and global environment.” Department of Earth and Planetary Sciences, Harvard University.
Y.X. Wang, M.B. McElroy, D.J. Jacob, and R.M. Yantosca. 2004. “A nested grid formulation for chemical transport over Asia: Applications to CO.” Journal of Geophysical Research, 109, D22307. Publisher's VersionAbstract
A global three-dimensional chemical transport model (GEOS-CHEM) was modified to permit treatment of a limited spatial regime with resolution higher than that adopted for the global background. Identified as a one-way nested grid formulation, the model was applied to a simulation of CO over Asia during spring 2001. Differences between results obtained using the nested grid (resolution 1° × 1°), the coarse global model (resolution 4° × 5°), and the intermediate global model (resolution 2° × 2.5°) are discussed. The higher-resolution model allows for more efficient, advection-related, ventilation of the lower atmosphere, reflecting the significance of localized regions of intense upward motion not resolved in a coarser-resolution simulation. Budget analysis suggests that upward transfer to higher altitudes through large-scale advection provides the major sink for CO below 4 km. Horizontal advection, mainly through the north boundary, contributes a net source of CO to the window domain despite the polluted nature of the study region. The nested-grid model is shown to provide good agreement with measurements made during the Transport and Chemical Evolution over the Pacific (TRACE-P) campaign in spring 2001, notably better than the low-resolution model in simulating frontal lifting process and differences across the boundary separating the regions of cyclonic and anticyclonic flow. The high-resolution window approach also allows us to differentiate transport mechanisms for individual subregions of China on a much finer scale than was possible previously. Suggestions are made as to how to allow for subgrid vertical advective motions in the low-resolution model through a carefully designed and broadly tested eddy diffusion treatment.
2003
Y. Zhou, Jonathan I Levy, James K Hammitt, and John S Evans. 2003. “Estimating population exposure to power plant emissions using CALPUFF: A case study in Beijing, China.” Atmospheric Environment, 37, 6, Pp. 815-826. Publisher's VersionAbstract
Epidemiological studies have shown a significant association between ambient particulate matter (PM) exposures and increased mortality and morbidity risk. Power plants are significant emitters of precursor gases of fine particulate matter. To evaluate the public health risk posed by power plants, it is necessary to evaluate population exposure to different pollutants. The concept of intake fraction (the fraction of a pollutant emitted that is eventually inhaled or ingested by a population) has been proposed to provide a simple summary measure of the relationship between emissions and exposure. Currently available intake fraction estimates from developing countries used models that look only at the near field impacts, which may not capture the full impact of a pollution source. This case study demonstrated how the intake fraction of power plant emissions in China can be calculated using a detailed long-range atmospheric dispersion model—CALPUFF. We found that the intake fraction of primary fine particles is roughly on the order of 10−5, while the intake fractions of sulfur dioxide, sulfate and nitrate are on the order of 10−6. These estimates are an order of magnitude higher than the US estimates. We also tested how sensitive the results were to key assumptions within the model. The size distribution of primary particles has a large impact on the intake fraction for primary particles while the background ammonia concentration is an important factor influencing the intake fraction of nitrate. The background ozone concentration has a moderate impact on the intake fraction of sulfate and nitrate. Our analysis shows that this approach is applicable to a developing country and it provides reasonable population exposure estimates.
P. Suntharalingam, C. M. Spivakovsky, J. A. Logan, and M.B. McElroy. 2003. “Estimating the distribution of terrestrial CO2 sources and sinks from atmospheric measurements: Sensitivity to configuration of the observation network.” Journal of Geophysical Research, 108, D15. Publisher's VersionAbstract
We explore the sensitivity of terrestrial CO2 flux estimates from a specific inversion methodology, based on the configuration of Fan et al. [1998], to different configurations of the global observation network. Using diagnostics derived from the inversion equations, we focus on quantifying the relative influence of individual stations on the flux estimates. We also examine the impact of different assumptions for the data uncertainty values by contrasting weighted and unweighted inversions and presenting related sensitivity analyses. For this particular methodology, unweighted estimates of continental scale fluxes prove very sensitive to network configuration. The inclusion or omission of a few important stations in and around the northern continents can result in shifts in continental‐scale flux estimates of up to 1.5 Gt C/year. The weighted estimates are less sensitive to network configuration. Diagnostics of relative station influence indicate that this results from the reduced roles of previously influential continental sites; i.e., those stations characterized by high levels of data uncertainty. In the weighted approach, stations on continental peripheries associated with lower levels of data uncertainty are the most important in determining terrestrial fluxes. Finally, using the diagnostics of relative station influence, we discuss potential sampling strategies for the determination of regional fluxes from surface measurements.
2002
Ying Zhou. 2002. “Evaluating Power Plant Emissions in China: Human Exposure and Valuation.” Harvard School of Public Health.
William P. Alford, Robert P. Weller, Leslyn Hall, Karen R. Polenske, Yuanyuan Shen, and David Zweig. 2002. “The human dimensions of environmental policy implementation: Air quality in rural China.” Journal of Contemporary China, 11, 32, Pp. 495-513. Publisher's VersionAbstract
The People's Republic of China is experiencing severe air pollution with very serious public health and economic consequences. Over the past decade, the Chinese government has sought to utilize bureaucratic, political, legal and educational vehicles to address these problems. This paper examines the ways in which those policy measures have been communicated to, understood by, and acted upon by the citizenry, drawing in important part on household and epidemiological surveys conducted in Anhui. Our study suggests that the central government's message has yet to be absorbed to the degree intended and then considers both why this has been the case and how the effectiveness of policy mechanisms might be enhanced.
1998
1998. Energizing China: Reconciling Environmental Protection and Economic Growth. Cambridge, MA: HUCE/Harvard University Press. Publisher's VersionAbstract

As China develops its booming, fossil fuel-powered economy, is it taking lessons from the history of Western industrialization and the unforeseen environmental harms that accompanied it? Given the risks of climate change, is there an imperative, shared responsibility to help China respond to the environmental effects of its coal dependence? By linking global hazards to local air pollution concerns—from indoor stove smoke to burgeoning ground-level ozone—this volume of eighteen studies seeks integrated strategies to address simultaneously a range of harmful emissions. Counterbalancing the scientific inquiry are key chapters on China’s unique legal, institutional, political, and cultural factors in effective pollution control.

Energizing China, the stage-setting publication of an ongoing program of Harvard–China research collaboration, is distinguished by its conceptual breadth and spirit of exchange. Its contributors include twenty-two Western and seventeen Chinese scholars with a disciplinary reach that includes science, public health, engineering, economics, public policy, law, business, and China studies.

Michael B. McElroy. 1998. “Industrial growth, air pollution and environmental damage: Complex challenges for China.” In Energizing China: Reconciling Environmental Protection and Economic Growth, edited by Michael B. McElroy, Chris P. Nielsen, and Peter Lydon. Cambridge, MA: HUCE/Harvard University Press. Publisher's VersionAbstract

As China develops its booming, fossil fuel-powered economy, is it taking lessons from the history of Western industrialization and the unforeseen environmental harms that accompanied it? Given the risks of climate change, is there an imperative, shared responsibility to help China respond to the environmental effects of its coal dependence? By linking global hazards to local air pollution concerns—from indoor stove smoke to burgeoning ground-level ozone—this volume of eighteen studies seeks integrated strategies to address simultaneously a range of harmful emissions. Counterbalancing the scientific inquiry are key chapters on China’s unique legal, institutional, political, and cultural factors in effective pollution control.

Energizing China, the stage-setting publication of an ongoing program of Harvard–China research collaboration, is distinguished by its conceptual breadth and spirit of exchange. Its contributors include twenty-two Western and seventeen Chinese scholars with a disciplinary reach that includes science, public health, engineering, economics, public policy, law, business, and China studies.

Chris P Nielsen and Michael B. McElroy. 1998. “Introduction and overview.” In Energizing China: Reconciling Environmental Protection and Economic Growth, edited by Michael B. McElroy, Chris P. Nielsen, and Peter Lydon. Cambridge, MA: HUCE/Harvard University Press. Publisher's VersionAbstract

As China develops its booming, fossil fuel-powered economy, is it taking lessons from the history of Western industrialization and the unforeseen environmental harms that accompanied it? Given the risks of climate change, is there an imperative, shared responsibility to help China respond to the environmental effects of its coal dependence? By linking global hazards to local air pollution concerns—from indoor stove smoke to burgeoning ground-level ozone—this volume of eighteen studies seeks integrated strategies to address simultaneously a range of harmful emissions. Counterbalancing the scientific inquiry are key chapters on China’s unique legal, institutional, political, and cultural factors in effective pollution control.

Energizing China, the stage-setting publication of an ongoing program of Harvard–China research collaboration, is distinguished by its conceptual breadth and spirit of exchange. Its contributors include twenty-two Western and seventeen Chinese scholars with a disciplinary reach that includes science, public health, engineering, economics, public policy, law, business, and China studies.

1997
Michael B. McElroy and Chris P. Nielsen. 1997. “Energy, agriculture, and the environment: Prospects for Sino-American cooperation.” In Living with China: U.S.-China Relations in the Twenty-First Century, edited by Ezra F. Vogel. New York: W. W. Norton. Publisher's VersionAbstract
China will achieve a position of paramount importance in the world economy and the global political order in years to come; yet, the United States holds to no consistent policy with regard to this rising superpower. In the ideological void left by the end of the cold war, media images and expediency seem more likely to guide U.S. actions toward China than any clearly stated agenda.

At this critical point in the history of U.S.-China relations, Living with China offers an essential historical assessment composed by leading scholars and political analysts. From Taiwan, Hong Kong, and Tibet and the legacy of Tiananmen Square to trade, markets, and commercial diplomacy, these compelling essays address the complex web of issues that will shape future relations with China. This book offers important facts and insights for anyone interested in this most important and thorny of foreign policy issues.

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