# Publications

2015
Hongfei Cui, Pan Mao, Yu Zhao, Chris P Nielsen, and Jie Zhang. 2015. “Patterns in atmospheric carbonaceous aerosols in China: Emission estimates and observed concentrations.” Atmospheric Chemistry and Physics, 15, Pp. 8657–8678. Publisher's VersionAbstract

China is experiencing severe carbonaceous aerosol pollution driven mainly by large emissions from intensive use of solid fuels. To gain a better understanding of the levels and trends of carbonaceous aerosol emissions and the resulting ambient concentrations at the national scale, we update an emission inventory of anthropogenic organic carbon (OC) and elemental carbon (EC), and employ existing observational studies to analyze characteristics of these aerosols including temporal, spatial, and size distributions, and the levels and contributions of secondary organic carbon (SOC) to total OC. We further use ground observations to test the levels and inter-annual trends of the calculated national and provincial emissions of carbonaceous aerosols, and propose possible improvements in emission estimation for the future. The national OC emissions are estimated to have increased 29% from 2000 (2127 Gg) to 2012 (2749 Gg) and EC by 37% (from 1356 to 1857 Gg). The residential, industrial, and transportation sectors contributed an estimated 76±2%, 19±2% and 5±1% of the total emissions of OC, respectively, and 52±3%, 32±2% and 16±2% of EC. Updated emission factors based on the most recent local field measurements, particularly for biofuel stoves, lead to considerably lower emissions of OC compared to previous inventories. Compiling observational data across the country, higher concentrations of OC and EC are found in northern and inland cities, while larger OC/EC and SOC/OC ratios are found in southern cities, due to the joint effects of primary emissions and meteorology. Higher SOC/OC ratios are estimated at rural and background sites compared to urban ones, attributed to more emissions of OC from biofuel use, more biogenic emissions of volatile organic compound (VOC) precursors to SOC, and/or transport of aged aerosols. For most sites, higher concentrations of OC, EC, and SOC are observed in colder seasons, while SOC/OC is reduced, particularly at regional sites, attributed partly to weaker atmospheric oxidation and SOC formation compared to summer. Enhanced SOC formation from oxidization and anthropogenic activities like biomass combustion is judged to have crucial effects on severe haze events characterized by high particle concentrations. Several observational studies indicate an increasing trend in ambient OC/EC (but not in OC or EC individually) from 2000 to 2010, confirming increased atmospheric oxidation of OC across the country. Combining the results of emission estimation and observations, the improvement over prior emission inventories is indicated by inter-annual comparisons and correlation analysis. It is also indicated, however, that the estimated growth in emissions might be faster than observed growth, and that some sources with high primary OC/EC like burning of biomass are still underestimated. Further studies to determine changing emission factors over time in the residential sector and to compare to other measurements such as satellite observations are thus suggested to improve understanding of the levels and trends of primary carbonaceous aerosol emissions in China.

X.F. Wu, G.Q. Chen, X.D. Wu, Q. Yang, A. Alsaedi, T. Hayat, and B. Ahmad. 2015. “Renewability and sustainability of biogas system: Cosmic exergy based assessment for a case in China.” Renewable and Sustainable Energy Reviews, 51, Pp. 1509-1524. Publisher's VersionAbstract

The household-scale biogas system gains its popularity in rural China, and is now playing a prominent role in relieving energy shortages and reducing environmental pollution. A comprehensive review is performed for related environmental and ecological assessment studies. For an overall assessment of the biogas system, especially for its renewability and sustainability, an updated exergy methodology in terms of cosmic exergy is introduced in this paper, and is concretely illustrated by a case study to an integrated biogas engineering in Hubei, China. Associated with the fundamental universal scale of the cosmic-solar-terrestrial ecosystem, this new approach aggregates natural resources, economic inputs and environmental contamination on a common basis. Furthermore, a series of cosmic exergy based indicators are established to quantify the renewability and sustainability of the system. The integrated biogas engineering is proved to be with remarkable positive net ecological benefits, around twice that of the corresponding conventional production system. Near half of resource inputs in the integrated biogas system are found to be renewable. The renewability and sustainability of the biogas system turn out to be respectively double and six times those of the conventional system. The findings are fully supportive for policy makers in their action towards further progress of biogas project for sustainable development.

Yu Deng, Shenghe Liu, Jianming Cai, Xi Lu, and Chris P Nielsen. 2015. “Spatial pattern and evolution of Chinese provincial population: Methods and empirical study.” Journal of Geographical Sciences, 25, 12, Pp. 1507-1520. Publisher's VersionAbstract

China has been experiencing an unprecedented urbanization process. In 2011, China’s urban population reached 691 million with an urbanization rate of 51.27%. Urbanization level is expected to increase to 70% in China in 2030, reflecting the projection that nearly 300 million people would migrate from rural areas to urban areas over this period. At the same time, the total fertility rate of China’s population is declining due to the combined effect of economic growth, environmental carrying capacity, and modern social consciousness. The Chinese government has loosened its “one-child policy” gradually by allowing childbearing couples to have the second child as long as either of them is from a one-child family. In such rapidly developing country, the natural growth and spatial migration will consistently reshape spatial pattern of population. An accurate prediction of the future spatial pattern of population and its evolution trend are critical to key policy-making processes and spatial planning in China including urbanization, land use development, ecological conservation and environmental protection. In this paper, a top-down method is developed to project the spatial distribution of China’s future population with considerations of both natural population growth at provincial level and the provincial migration from 2010 to 2050. Building on this, the spatial pattern and evolution trend of Chinese provincial population are analyzed. The results suggested that the overall spatial pattern of Chinese population will be unlikely changed in next four decades, with the east area having the highest population density and followed by central area, northeast and west area. Four provinces in the east, Shanghai, Beijing, Tianjin and Jiangsu, will remain the top in terms of population density in China, and Xinjiang, Qinghai and Tibet will continue to have the lowest density of population. We introduced an index system to classify the Chinese provinces into three categories in terms of provincial population densities: Fast Changing Populated Region (FCPR), Low Changing Populated Region (LCPR) and Inactive Populated Region (IPR). In the FCPR, China’s population is projected to continue to concentrate in net immigration leading type (NILT) area where receives nearly 99% of new accumulated floating population. Population densities of Shanghai, Beijing, Zhejiang will peak in 2030, while the population density in Guangdong will keep increasing until 2035. Net emigration leading type (NELT) area will account for 75% of emigration population, including Henan, Anhui, Chongqing and Hubei. Natural growth will play a dominant role in natural growth leading type area, such as Liaoning and Shandong, because there will be few emigration population. Due to the large amount of moving-out labors and gradually declining fertility rates, population density of the LCPR region exhibits a downward trend, except for Fujian and Hainan. The majority of the western provinces will be likely to remain relatively low population density, with an average value of no more than 100 persons per km2.

Junling Huang and Michael B. McElroy. 2015. “Thermodynamic disequilibrium of the atmosphere in the context of global warming.” Climate Dynamics, (March). Publisher's VersionAbstract

The atmosphere is an example of a non-equilibrium system. This study explores the relationship among temperature, energy and entropy of the atmosphere, introducing two variables that serve to quantify the thermodynamic disequilibrium of the atmosphere. The maximum work, Wmax, that the atmosphere can perform is defined as the work developed through a thermally reversible and adiabatic approach to thermodynamic equilibrium with global entropy conserved. The maximum entropy increase, (ΔS)max, is defined as the increase in global entropy achieved through a thermally irreversible transition to thermodynamic equilibrium without performing work. Wmax is identified as an approximately linear function of (ΔS)max. Large values of Wmax or S)max correspond to states of high thermodynamic disequilibrium. The seasonality and long-term historical variation of Wmax and S)max are computed, indicating highest disequilibrium in July, lowest disequilibrium in January with no statistically significant trend over the past 32 years. The analysis provides a perspective on the interconnections of temperature, energy and entropy for the atmosphere and allows for a quantitative investigation of the deviation of the atmosphere from thermodynamic equilibrium.

Haikun Wang, Yanxia Zhang, Xi Lu, Chris P Nielsen, and Jun Bi. 2015. “Understanding China's carbon dioxide emissions from both production and consumption perspectives.” Renewable and Sustainable Energy Reviews, 52, Pp. 189-200. Publisher's VersionAbstract

China is now the largest emitter of CO2 in the world, having contributed nearly half of the global increase in carbon emissions between 1980 and 2010. The existing literature on China’s carbon emissions has focused on two dimensions: the amount of CO2 emitted within China’s geographical boundaries (a production-based perspective), and the drivers of, and responsibility for, these emissions (a consumption-based perspective). The current study begins with a comprehensive review of China’s CO2 emissions, and then analyzes their driving forces from both consumption and production perspectives, at both national and provincial levels. It is concluded that China’s aggregate national CO2 emissions from fossil fuel consumption and cement production maintained high growth rates during 2000-2010. National emissions reached 6.8–7.3 billion tons in 2007, nearly 25% of which were caused by net exports (i.e., exports minus imports) to other countries. However, emission characteristics varied significantly among different regions and provinces, and considerable emission leakage from the developed eastern regions to inland and western areas of the country was found. The objectives of China’s policies should therefore be broadened from continued improvement of energy efficiency to accelerating regional technology transfer and preventing mere relocation of carbon-intensive economic activities from developed coastal regions to less developed, inland provinces. To rapidly and effectively cut down China’s carbon emissions, moreover, its energy supply should be aggressively decarbonized by promoting renewable and low carbon energy sources.

2014
Junling Huang. 2014. “A climate-friendly energy future: Prospects for wind.” School of Engineering and Applied Sciences, Harvard University. Publisher's VersionAbstract
The objective of this thesis is to evaluate the potential for wind as an alternative energy source to replace fossil fuels and reduce global CO2 emissions. From 1995 to 2007, fossil fuels as the major energy source accounted for an addition of 89.3 Gt of carbon to the atmosphere over this period, 29 % of which was transferred to the ocean, 15 % to the global biosphere, with the balance (57 %) retained in the atmosphere. Building a low-carbon and climate-friendly energy system is becoming increasingly urgent to combat the threat of global warming.
Junling Huang and Michael B. McElroy. 2014. “Contributions of the Hadley and Ferrel circulations to the energetics of the atmosphere over the past 32 years.” Journal of Climate, 27, 7, Pp. 2656–2666. Publisher's VersionAbstract

The Hadley system provides an example of a thermally direct circulation; the Ferrel system in contrast provides an example of a thermally indirect circulation. In this study, the authors develop an approach to investigate the key thermodynamic properties of the Hadley and Ferrel systems, quantifying them using assimilated meteorological data covering the period January 1979–December 2010. This analysis offers a fresh perspective on the conversion of energy in the atmosphere from diabatic heating to the production of atmospheric kinetic energy. The results indicate that the thermodynamic efficiency of the Hadley system, considered as a heat engine, has been relatively constant over the 32-yr period covered by the analysis, averaging 2.6%. Over the same interval, the power generated by the Hadley regime has risen at an average rate of about 0.54 TW yr−1; this reflects an increase in energy input to the system consistent with the observed trend in the tropical sea surface temperatures. The Ferrel system acts as a heat pump with a coefficient of performance of 12.1, consuming kinetic energy at an approximate rate of 275 TW and exceeding the power production rate of the Hadley system by 77 TW.

Yu Zhao, Jie Zhang, and Chris P Nielsen. 2014. “The effects of energy paths and emission controls and standards on future trends in China's emissions of primary air pollutants.” Atmospheric Chemistry and Physics, 14, Pp. 8849-8868. Publisher's VersionAbstract
 To examine the efficacy of China's actions to control atmospheric pollution, three levels of growth of energy consumption and three levels of implementation of emission controls are estimated, generating a total of nine combined activity-emission control scenarios that are then used to estimate trends of national emissions of primary air pollutants through 2030. The emission control strategies are expected to have more effects than the energy paths on the future emission trends for all the concerned pollutants. As recently promulgated national action plans of air pollution prevention and control (NAPAPPC) are implemented, China's anthropogenic pollutant emissions should decline. For example, the emissions of SO2, NOx, total suspended particles (TSP), PM10, and PM2.5 are estimated to decline 7, 20, 41, 34, and 31% from 2010 to 2030, respectively, in the "best guess" scenario that includes national commitment of energy saving policy and implementation of NAPAPPC. Should the issued/proposed emission standards be fully achieved, a less likely scenario, annual emissions would be further reduced, ranging from 17 (for primary PM2.5) to 29% (for NOx) declines in 2015, and the analogue numbers would be 12 and 24% in 2030. The uncertainties of emission projections result mainly from the uncertain operational conditions of swiftly proliferating air pollutant control devices and lack of detailed information about emission control plans by region. The predicted emission trends by sector and chemical species raise concerns about current pollution control strategies: the potential for emissions abatement in key sectors may be declining due to the near saturation of emission control devices use; risks of ecosystem acidification could rise because emissions of alkaline base cations may be declining faster than those of SO2; and radiative forcing could rise because emissions of positive-forcing carbonaceous aerosols may decline more slowly than those of SO2 emissions and thereby concentrations of negative-forcing sulfate particles. Expanded control of emissions of fine particles and carbonaceous aerosols from small industrial and residential sources is recommended, and a more comprehensive emission control strategy targeting a wider range of pollutants (volatile organic compounds, NH3 and CO, etc.) and taking account of more diverse environmental impacts is also urgently needed.
S.X. Wang, B. Zhao, S.Y. Cai, Z. Klimont, C.P. Nielsen, T. Morikawa, J.H. Woo, Y. Kim, X. Fu, J.Y. Xu, J.M. Hao, and K.B. He. 2014. “Emission trends and mitigation options for air pollutants in East Asia.” Atmospheric Chemistry and Physics, 14, Pp. 6571-6603. Publisher's VersionAbstract

Emissions of air pollutants in East Asia play an important role in the regional and global atmospheric environment. In this study we evaluated the recent emission trends of sulfur dioxide (SO2), nitrogen oxides (NOx), particulate matter (PM), and non-methane volatile organic compounds (NMVOC) in East Asia, and projected their future emissions up until 2030 with six emission scenarios. The results will provide future emission projections for the modeling community of the model inter-comparison program for Asia (MICS-Asia). During 2005–2010, the emissions of SO2 and PM2.5 in East Asia decreased by 15 and 12%, respectively, mainly attributable to the large-scale deployment of flue gas desulfurization (FGD) at China's power plants, and the promotion of highly efficient PM removal technologies in China's power plants and cement industry. During this period, the emissions of NOx and NMVOC increased by 25 and 15%, driven by rapid increase in the emissions from China due to inadequate control strategies. In contrast, the NOx and NMVOC emissions in East Asia except China decreased by 13–17%, mainly due to the implementation of stringent vehicle emission standards in Japan and South Korea. Under current regulations and current levels of implementation, NOx, SO2, and NMVOC emissions in East Asia are projected to increase by about one-quarter over 2010 levels by 2030, while PM2.5 emissions are expected to decrease by 7%. Assuming enforcement of new energy-saving policies, emissions of NOx, SO2, PM2.5 and NMVOC in East Asia are expected to decrease by 28, 36, 28, and 15%, respectively, compared with the baseline case. The implementation of "progressive" end-of-pipe control measures would lead to another one-third reduction of the baseline emissions of NOx, and about one-quarter reduction of SO2, PM2.5, and NMVOC. Assuming the full application of technically feasible energy-saving policies and end-of-pipe control technologies, the emissions of NOx, SO2, and PM2.5 in East Asia would account for only about one-quarter, and NMVOC for one-third, of the levels of the baseline projection. Compared with previous projections, this study projects larger reductions in NOx and SO2 emissions by considering aggressive governmental plans and standards scheduled to be implemented in the next decade, and quantifies the significant effects of detailed progressive control measures on NMVOC emissions up until 2030.

Junling Huang, Xi Lu, and Michael B. McElroy. 2014. “Meteorologically defined limits to reduction in the variability of outputs from a coupled wind farm system in the Central US.” Renewable Energy, 62, February, Pp. 331–340. Publisher's VersionAbstract

Studies suggest that onshore wind resources in the contiguous US could readily accommodate present and anticipated future US demand for electricity. The problem with the output from a single wind farm located in any particular region is that it is variable on time scales ranging from minutes to days posing difficulties for incorporating relevant outputs into an integrated power system. The high frequency (shorter than once per day) variability of contributions from individual wind farms is determined mainly by locally generated small-scale boundary layer. The low frequency variability (longer than once per day) is associated with the passage of transient waves in the atmosphere with a characteristic time scale of several days. Using 5 years of assimilated wind data, we show that the high frequency variability of wind-generated power can be significantly reduced by coupling outputs from 5 to 10 wind farms distributed uniformly over a ten state region of the Central US in this study. More than 95% of the remaining variability of the coupled system is concentrated at time scales longer than a day, allowing operators to take advantage of multi-day weather forecasts in scheduling projected contributions from wind.

This paper is from a series investigating and comparing the prospects for low- and non-carbon power generation in China and the U.S.

Tao Song, Jian-ming Cai, Teresa Chahine, Hui Xu, and Fang-qu Niu. 2014. “Modeling urban metabolism of Beijing city, China, with coupled system dynamics: Emergy model.” Stochastic Environmental Research and Risk Assessment, 28, 6, Pp. 1511-1524. Publisher's VersionAbstract

Chinese cities are plagued by the rise in resource and energy input and output over the last decade. At the same time, the scale and pace of economic development sweeping across Chinese cities have revived the debate about urban metabolisms, which could be simply seen as the ratio of output to resource and energy input in urban systems. In this study, an emergy (meaning the equivalent solar energy) accounting, sustainable indices of urban metabolisms, and an urban metabolic system dynamics model, are developed in support of the research task on Chinese cities ‘metabolisms and their related policies. The dynamic simulation model used in the paper is capable of synthesizing component-level knowledge into system behavior simulation at an integrated level, which is directly useful for simulating and evaluating a variety of decision actions and their dynamic consequences. For the study case, interactions among a number of Beijing’s urban emergy components within a time frame of 20 years (from 2010 to 2030) are examined dynamically. Six alternative policy scenarios are implemented into the system simulation. Our results indicate that Beijing’s current model of urban metabolism—tertiary industry oriented development mode—would deliver prosperity to the city. However, the analysis also shows that this mode of urban metabolism would weaken urban self-support capacity due primarily to the large share of imported and exported emergy in the urban metabolic system. The keys of improving the efficiency of urban metabolism include the priority on the renewable resource and energy, increase in environmental investment and encouragement on innovative technologies of resource and energy utilization, et al.

Xi Lu, Michael B. McElroy, Xinyu Chen, and Chongqing Kang. 2014. “Opportunity for offshore wind to reduce future demand for coal-fired power plants in China with consequent savings in emissions of CO2.” Environmental Science & Technology, 48, 24, Pp. 14764–14771. Publisher's VersionAbstract

Although capacity credits for wind power have been embodied in power systems in the U.S. and Europe, the current planning framework for electricity in China continues to treat wind power as a non-dispatchable source with zero contribution to firm capacity. This study adopts a rigorous reliability model for the electric power system evaluating capacity credits that should be recognized for offshore wind resources supplying power demands for Jiangsu, China. Jiangsu is an economic hub located in the Yangtze River delta accounting for 10% of the total electricity consumed in China. Demand for electricity in Jiangsu is projected to increase from 331 TWh in 2009 to 800 TWh by 2030. Given a wind penetration level of 60% for the future additional Jiangsu power supply, wind resources distributed along the offshore region of five coastal provinces in China (Shandong, Jiangsu, Shanghai, Zhejiang and Fujian) should merit a capacity credit of 12.9%, the fraction of installed wind capacity that should be recognized to displace coal-fired systems without violating the reliability standard. In the high-coal-price scenario, with 60% wind penetration, reductions in CO2 emissions relative to a business as usual reference could be as large as 200.2 million tons of CO2 or 51.8% of the potential addition, with a cost for emissions avoided of $29.0 per ton. Long Wang, Shuxiao Wang, Lei Zheng, Yuxuan Wang, Yanxu Zheng, Chris P Nielsen, Michael B. McElroy, and Jiming Hao. 2014. “Source apportionment of atmospheric mercury pollution in China using the GEOS-Chem model.” Environmental Pollution, 190, July, Pp. 166-175. Publisher's VersionAbstract China is the largest atmospheric mercury (Hg) emitter in the world. Its Hg emissions and environmental impacts need to be evaluated. In this study, China's Hg emission inventory is updated to 2007 and applied in the GEOS-Chem model to simulate the Hg concentrations and depositions in China. Results indicate that simulations agree well with observed background Hg concentrations. The anthropogenic sources contributed 35–50% of THg concentration and 50–70% of total deposition in polluted regions. Sensitivity analysis was performed to assess the impacts of mercury emissions from power plants, non-ferrous metal smelters and cement plants. It is found that power plants are the most important emission sources in the North China, the Yangtze River Delta (YRD) and the Pearl River Delta (PRD) while the contribution of non-ferrous metal smelters is most significant in the Southwest China. The impacts of cement plants are significant in the YRD, PRD and Central China. Xinyu Chen, Xi Lu, Michael B. McElroy, Chris P Nielsen, and Chongqing Kang. 2014. “Synergies of wind power and electrified space heating: A case study for Beijing.” Environmental Science & Technology, 48, 3, Pp. 2016–2024. Publisher's VersionAbstract Demands for electricity and energy to supply heat are expected to expand by 71% and 47%, respectively, for Beijing in 2020 relative to 2009. If the additional electricity and heat are supplied solely by coal as is the current situation, annual emissions of CO2 may be expected to increase by 59.6% or 99 million tons over this interval. Assessed against this business as usual (BAU) background, the present study indicates that significant reductions in emissions could be realized using wind-generated electricity to provide a source of heat, employed either with heat pumps or with electric thermal storage (ETS) devices. Relative to BAU, reductions in CO2 with heat pumps assuming 20% wind penetration could be as large as 48.5% and could be obtained at a cost for abatement of as little as$15.6 per ton of avoided CO2. Even greater reductions, 64.5%, could be realized at a wind penetration level of 40% but at a higher cost, \$29.4 per ton. Costs for reduction of CO2 using ETS systems are significantly higher, reflecting the relatively low efficiency for conversion of coal to power to heat.

Yanxia Zhang, Haikun Wang, Sai Liang, Ming Xu, Weidong Liu, Shalang Li, Rongrong Zhang, Chris P Nielsen, and Jun Bi. 2014. “Temporal and spatial variations in consumption-based carbon dioxide emissions in China.” Renewable & Sustainable Energy Reviews, 40, Pp. 60-68. Publisher's VersionAbstract

China’s CO2 emissions have sharply increased in recent years with soaring economic development and urbanization. Consumption-based accounting of CO2 emissions could provide new insights for allocating regional mitigation responsibility and curbing the emissions. A multi-regional input–output model is used to study the trends and disparities of consumption-based emissions from Chinese provinces during the period 2002–2007. Results show that China’s consumption-based CO2 emissions grew from 3549 Mt in 2002 to 5403 Mt in 2007 with an annual average growth rate of 8.8%. The annual growth rate in the richer eastern region was over 10% because of a rapid increase in capital investment and the growth of urban consumption. Consumption-based CO2 emissions embodied in interprovincial trades contributed only 10% (351 Mt) to the national total of such emissions in 2002, but 16% (864 Mt) in 2007. Given low per capita emissions currently, China’s consumption-based emissions have much room to grow because of further development of urbanization and stimulation of domestic demand. The government should pay greater attention to controlling CO2 emissions from a consumption-based perspective.

2013
Yu Zhao, Wei Wei, and Yu Lei. 2013. “An Anthropogenic Emission Inventory of Primary Air Pollutants in China for 2005 and 2010.” In Clearer Skies Over China: Reconciling Air Quality, Climate, and Economic Goals, Pp. 225-261. Cambridge, MA: MIT Press. Publisher's Version
Chris P Nielsen and Mun S Ho. 2013. “Atmospheric Environment in China: Introduction and Research Review.” In Clearer Skies Over China: Reconciling Air Quality, Climate, and Economic Goals, Pp. 3-58. Cambridge, MA: MIT Press. Publisher's Version
Yuxuan Wang. 2013. “Atmospheric Modeling of Pollutant Concentrations.” In Clearer Skies Over China: Reconciling Air Quality, Climate, and Economic Goals, Pp. 263-289. Cambridge, MA: MIT Press. Publisher's Version
Yu Lei. 2013. “Benefits to Human Health and Agricultural Productivity of Reduced Air Pollution.” In Clearer Skies Over China: Reconciling Air Quality, Climate, and Economic Goals, Pp. 291-328. Cambridge, MA: MIT Press. Publisher's Version
2013. Clearer Skies Over China: Reconciling Air Pollution, Climate, and Economic Goals. Cambridge, MA: MIT Press. Publisher's Version