Publications

In Press
Xi Lu and Michael B. McElroy. In Press. “Global potential for wind generated electricity.” In Wind Energy Engineering: A Handbook for Onshore and Offshore Wind Turbines, edited by Trevor M. Letcher. Amsterdam: Elsevier.
Nan Zhong, Jing Cao, and Yuzhu Wang. In Press. “Traffic congestion, ambient air pollution and health: Evidence from driving restrictions in Beijing.” Journal of the Association of Environmental and Resource Economists. Publisher's Version Abstract

Vehicles have recently overtaken coal to become the largest source of air pollution in urban China. Research on mobile sources of pollution has foundered due both to inaccessibility of Chinese data on health outcomes and strong identifying assumptions. To address these, we collect daily ambulance call data from the Beijing Emergency Medical Center and combine them with an idiosyncratic feature of a driving restriction policy in Beijing that references the last digit of vehicles’ license plate numbers. Because the number 4 is considered unlucky by many in China, it tends to be avoided on license plates. As a result, days on which the policy restricts license plates ending in 4 unintentionally allow more vehicles in Beijing. Leveraging this variation, we find that traffic congestion is indeed 22% higher on days banning 4 and that 24-hour average concentration of NO2 is 12% higher. Correspondingly, these short term increases in pollution increase ambulance calls by 12% and 3% for fever and heart related symptoms, while no effects are found for injuries. These findings suggest that traffic congestion has substantial health externalities in China but that they are also responsive to policy. 

Submitted
Xingning Han, Xinyu Chen, Michael B. McElroy, Shiwu Liao, Chris P. Nielsen, and Jinyu Wen. Submitted. “Fast unit commitment for power system planning under high penetration of variable renewables.” IEEE Transactions on Power Systems.
Xinyu Chen, Michael B. McElroy, and Chongqing Kang. Submitted. “Integrated energy systems for higher wind penetration in China: Formulation, implementation, and impacts.” IEEE Transactions on Power Systems.
Xinyu Chen, Zhiwei Xu, Chris P Nielsen, and Michael B. McElroy. Submitted. “Plug-in electric vehicles: Opportunities to reduce emissions of CO2 and conventional pollutants in China.” Nature Energy.
X.D. Wu, Q. Yang, G.Q. Chen, T. Hayat, and A. Alsaedi. Submitted. “Progress and prospect of CCS in China: Using learning curve to assess the cost-viability of a 2x600 MW retrofitted oxyfuel power plant as a case study.” Renewable and Sustainable Energy Reviews.
Haikun Wang, Yanxu Zhang, Xi Lu, Weimo Zhu, Chris P. Nielsen, Jun Bi, and Michael B. McElroy. Submitted. “Trade‐driven relocation of air pollution and health impacts in China.” Nature Communications.
Peter Sherman, Xinyu Chen, and Michael B. McElroy. Submitted. “Variations of wind potential for China and Mongolia associated with changing global climate and natural oscillations.” Scientific Reports.
2017
Changyi Liu, Yang Wang, and Rong Zhu. 6/2017. “Assessment of the economic potential of China's onshore wind electricity.” Resources, Conservation and Recycling, 121: 33-39. Publisher's Version Abstract

The assessment of the economic potential of wind electricity is of critical importance for wind power development in China. Based on the wind resource data between 1995 and 2014 and geological assumptions, this paper calculates economic potential of China’s onshore wind electricity. Furthermore, it builds an econometric model to update the net-present-value model, based on a survey sample of various wind farms. Results show that the economic potential of China’s onshore wind electricity is 8.13 PWh per year with a feed-in-tariff price at 0.60 yuan (about 9.6 U.S. cents) per kilowatt-hour.

Michael B. McElroy and Xinyu Chen. 2017. “Wind and solar power in the United States: Status and prospects.” CSEE Journal of Power and Energy Systems, 1, 3. Abstract

 

The United States has committed to reduce its greenhouse gas emissions by 26%–28% by 2025 and by 83% by 2050 relative to 2005. Meeting these objectives will require major investments in renewable energy options, particularly wind and solar. These investments are promoted at the federal level by a variety of tax credits, and at the state level by requirements for utilities to include specific fractions of renewable energy in their portfolios (Renewable Portfolio Standards) and by opportunities for rooftop PV systems to transfer excess power to utilities through net metering, allowing meters to operate in reverse. The paper discusses the current status of these incentives.

 

2016

To evaluate the effectiveness of national air pollution control policies, the emissions of SO2, NOX, CO and CO2 in China are estimated using bottom-up methods for the most recent 15-year period (2000–2014). Vertical column densities (VCDs) from satellite observations are used to test the temporal and spatial patterns of emissions and to explore the ambient levels of gaseous pollutants across the country. The inter-annual trends in emissions and VCDs match well except for SO2. Such comparison is improved with an optimistic assumption in emission estimation that the emission standards for given industrial sources issued after 2010 have been fully enforced. Underestimation of emission abatement and enhanced atmospheric oxidization likely contribute to the discrepancy between SO2 emissions and VCDs. As suggested by VCDs and emissions estimated under the assumption of full implementation of emission standards, the control of SO2 in the 12th Five-Year Plan period (12th FYP, 2011–2015) is estimated to be more effective than that in the 11th FYP period (2006–2010), attributed to improved use of flue gas desulfurization in the power sector and implementation of new emission standards in key industrial sources. The opposite was true for CO, as energy efficiency improved more significantly from 2005 to 2010 due to closures of small industrial plants. Iron & steel production is estimated to have had particularly strong influence on temporal and spatial patterns of CO. In contrast to fast growth before 2011 driven by increased coal consumption and limited controls, NOX emissions decreased from 2011 to 2014 due to the penetration of selective catalytic/non-catalytic reduction systems in the power sector. This led to reduced NO2 VCDs, particularly in relatively highly polluted areas such as the eastern China and Pearl River Delta regions. In developed areas, transportation is playing an increasingly important role in air pollution, as suggested by the increased ratio of NO2 to SO2 VCDs. For air quality in mega cities, the inter-annual trends in emissions and VCDs indicate that surrounding areas are more influential in NO2 level for Beijing than those for Shanghai.

Challenges faced by China compared with the US in developing wind power
Xi Lu, Michael B. McElroy, Wei Peng, Shiyang Liu, Chris P. Nielsen, and Haikun Wang. 2016. “Challenges faced by China compared with the US in developing wind power.” Nature Energy, 6, 1. Publisher's Version Abstract

In the 21st Conference of the Parties to the UNFCCC held in Paris in December 2015, China pledged to peak its carbon emissions and increase non-fossil energy to 20% by 2030 or earlier. Expanding renewable capacity, especially wind power, is a central strategy to achieve these climate goals. Despite greater capacity for wind installation in China compared to the US (145.1 versus 75.0 GW), less wind electricity is generated in China (186.3 versus 190.9 TWh). Here, we quantify the relative importance of the key factors accounting for the unsatisfactory performance of Chinese wind farms. Different from the results in earlier qualitative studies, we find that the difference in wind resources explains only a small fraction of the present China-US difference in wind power output (17.9% in 2012); the curtailment of wind power, differences in turbine quality, and delayed connection to the grid are identified as the three primary factors (respectively 49.3%, 50.2%, and 50.3% in 2012). Improvements in both technology choices and the policy environment are critical in addressing these challenges. 

Energy and Climate: Vision for the Future
Michael B. McElroy. 2016. Energy and Climate: Vision for the Future. 1st ed. New York: Oxford University Press. Publisher's Version Abstract

The climate of our planet is changing at a rate unprecedented in recent human history. The energy absorbed from the sun exceeds what is returned to space. The planet as a whole is gaining energy. The heat content of the ocean is increasing; the surface and atmosphere are warming; mid-latitude glaciers are melting; sea level is rising. The Arctic Ocean is losing its ice cover. None of these assertions are based on theory but on hard scientific fact. Given the science-heavy nature of climate change, debates and discussions have not played as big a role in the public sphere as they should, and instead are relegated to often misinformed political discussions and inaccessible scientific conferences. Michael B. McElroy, an eminent Harvard scholar of environmental studies, combines both his research chops and pedagogical expertise to present a book that will appeal to the lay reader but still be grounded in scientific fact. 

In Energy and Climate: Vision for the Future, McElroy provides a broad and comprehensive introduction to the issue of energy and climate change intended to be accessible for the general reader. The book includes chapters on energy basics, a discussion of the contemporary energy systems of the US and China, and two chapters that engage the debate regarding climate change. The perspective is global but with a specific focus on the US and China recognizing the critical role these countries must play in addressing the challenge of global climate change. The book concludes with a discussion of initiatives now underway to at least reduce the rate of increase of greenhouse gas emissions, together with a vision for a low carbon energy future that could in principle minimize the long-term impact of energy systems on global climate.

Qing Yang, Yingquan Chen, Haiping Yang, and Hanping Chen. 2016. “Greenhouse gas emissions of a biomass-based pyrolysis plant in China.” Renewable and Sustainable Energy Reviews, January, 53: 1580-1590. Publisher's Version Abstract

Biomass pyrolysis offers an alternative to industrial coal-fired boilers and utilizes low temperature and long residence time to produce syngas, bio-oil and biochar. Construction of biomass-based pyrolysis plants has recently been on the rise in rural China necessitating research into the greenhouse gas emission levels produced as a result. Greenhouse gas emission intensity of a typical biomass fixed-bed pyrolysis plant in China is calculated as 1.55E−02 kg CO2-eq/MJ. Carbon cycle of the whole process was investigated and found that if 41.02% of the biochar returns to the field, net greenhouse gas emission is zero indicating the whole carbon cycle may be renewable. A biomass pyrolysis scenario analysis was also conducted to assess exhaust production, transportation distance and the electricity-generation structure for background information applied in the formulation of national policy.

Understanding the rapidly rising demand for energy in China is essential to efforts to reduce the country's energy use and environmental damage. In response to rising incomes and changing prices and demographics, household use of various fuels, electricity and gasoline has changed dramatically in China. In this paper, we estimate both income and price elasticities for various energy types using Chinese urban household micro-data collected by National bureau of Statistics, by applying a two-stage budgeting AIDS model. We find that total energy is price and income inelastic for all income groups after accounting for demographic and regional effects. Our estimated electricity price elasticity ranges from - 0.49 to -0.57, gas price elasticity ranges from -0.46 to -0.94, and gasoline price elasticity ranges from -0.85 to -0.94. Income elasticity for various energy types range from 0.57 to 0.94. Demand for coal is most price and income elastic among the poor, whereas gasoline demand is elastic for the rich.

Rong Xie, Clive E. Sabel, Xi Lu, Weimo Zhu, Haidong Kan, Chris P. Nielsen, and Haikun Wang. 2016. “Long-term trend and spatial pattern of PM2.5-induced premature mortality in China.” Environment International, 97: 180-186. Publisher's Version Abstract

With rapid economic growth, China has witnessed increasingly frequent and severe haze and smog episodes over the past decade, posing serious health impacts to the Chinese population, especially those in densely populated city clusters. Quantification of the spatial and temporal variation of health impacts attributable to ambient fine particulate matter (PM2.5) has important implications for China's policies on air pollution control. In this study, we evaluated the spatial distribution of premature deaths in China between 2000 and 2010 attributable to ambient PM2.5 in accord with the Global Burden of Disease based on a high resolution population density map of China, satellite retrieved PM2.5 concentrations, and provincial health data. Our results suggest that China's anthropogenic ambient PM2.5 led to 1,255,400 premature deaths in 2010, 42% higher than the level in 2000. Besides increased PM2.5 concentration, rapid urbanization has attracted large population migration into the more developed eastern coastal urban areas, intensifying the overall health impact. In addition, our analysis implies that health burdens were exacerbated in some developing inner provinces with high population density (e.g. Henan, Anhui, Sichuan) because of the relocation of more polluting and resource-intensive industries into these regions. In order to avoid such national level environmental inequities, China's regulations on PM2.5 should not be loosened in inner provinces. Furthermore policies should create incentive mechanisms that can promote transfer of advanced production and emissions control technologies from the coastal regions to the interior regions.

Meiyu Guo, Xi Lu, Chris P. Nielsen, Michael B. McElroy, Wenrui Shi, Yuntian Chen, and Xuan Yu. 2016. “Prospects for shale gas production in China: Implications for water demand.” Renewable and Sustainable Energy Reviews, December, 66: 742-750. Publisher's Version Abstract

Development of shale gas resources is expected to play an important role in China's projected transition to a low-carbon energy future. The question arises whether the availability of water could limit this development. The paper considers a range of scenarios to define the demand for water needed to accommodate China's projected shale gas production through 2020. Based on data from the gas field at Fuling, the first large-scale shale gas field in China, it is concluded that the water intensity for shale gas development in China (water demand per unit lateral length) is likely to exceed that in the US by about 50%. Fuling field would require a total of 39.9–132.9 Mm3 of water to achieve full development of its shale gas, with well spacing assumed to vary between 300 and 1000 m. To achieve the 2020 production goal set by Sinopec, the key Chinese developer, water consumption is projected to peak at 7.22 Mm3 in 2018. Maximum water consumption would account for 1% and 3%, respectively, of the available water resource and annual water use in the Fuling district. To achieve China's nationwide shale gas production goal set for 2020, water consumption is projected to peak at 15.03 Mm3 in 2019 in a high-use scenario. It is concluded that supplies of water are adequate to meet demand in Fuling and most projected shale plays in China, with the exception of localized regions in the Tarim and Jungger Basins.

Ning Zhang, Xi Lu, Chris P Nielsen, Michael B. McElroy, Xinyu Chen, Yu Deng, and Chongqing Kang. 2016. “Reducing curtailment of wind electricity in China by employing electric boilers for heat and pumped hydro for energy storage.” Applied Energy, 184: 987-994. Publisher's Version Abstract

Accommodating variable wind power poses a critical challenge for electric power systems that are heavily dependent on combined heat and power (CHP) plants, as is the case for north China. An improved unit-commitment model is applied to evaluate potential benefits from pumped hydro storage (PHS) and electric boilers (EBs) in West Inner Mongolia (WIM), where CHP capacity is projected to increase to 33.8 GW by 2020. A business-as-usual (BAU) reference case assumes deployment of 20 GW of wind capacity. Compared to BAU, expanding wind capacity to 40 GW would allow for a reduction in CO2 emissions of 33.9 million tons, but at a relatively high cost of US$25.3/ton, reflecting primarily high associated curtailment of wind electricity (20.4%). A number of scenarios adding PHS and/or EBs combined with higher levels of wind capacity are evaluated. The best case indicates that a combination of PHS (3.6 GW) and EBs (6.2 GW) together with 40 GW of wind capacity would reduce CO2 emissions by 43.5 million tons compared to BAU, and at a lower cost of US$16.0/ton. Achieving this outcome will require a price-incentive policy designed to ensure the profitability of both PHS and EB facilities.

Yanyang Mei, Qingfeng Che, Qing Yang, Christopher Draper, Haiping Yang, Shihong Zhang, and Hanping Chen. 2016. “Torrefaction of different parts from a corn stalk and its effect on the characterization of products.” Industrial Crops and Products, 15 December, 92: 26-33. Publisher's Version Abstract

Torrefaction of biomass can reduce its undesirable properties for the subsequent thermochemical application. After separating a Chinese corn stalk into four parts (leaf, stem, root, and cob), torrefaction was performed at temperatures of 200, 250, and 300 °C respectively. The structural and components differences of various parts were analyzed, along with the solid, gas, and liquid products. The study showed that the root was the most sensitive to heat and the cob showed the biggest increase in CO2 and CO yields with the increase temperature, due to their different content of hemicellulose and cellulose. The torrefaction temperature of 250 °C was especially significant for the formation of acids. Liquid product from the leaf was simpler in composition and lower in yield due to higher content of organic extractives and ash. Generally, various parts have different torrefaction properties due to the differences in chemical composition and cellular structure. And with the thermochemical application of biomass were more widely used in the chemical industry especially fine chemical industry, screening and classification may be necessary.

Yu Deng and Sumeeta Srinivasan. 2016. “Urban land use change and regional access: A case study in Beijing, China.” Habitat International, February, 51: 103-113. Publisher's Version Abstract

In the recent past Beijing has experienced rapid development. This growth has been accompanied by many problems including traffic congestion and air pollution. Understanding what stimulates urban growth is important for sustainable development in the coming years. In this paper, we first estimate a binary auto-logistic model of land use change, using physical and socioeconomic characteristics of the location and its access to major centers within the city as predictors. We find that variables determining regional access, like time distance to the city center, the Central Business District (CBD), industrial centers, employment centers, and the transportation system, significantly impact urban land conversion. By using measures of access to predict land use change we believe that we can better understand the planning implications of urban growth not only in Beijing but other rapidly developing cities.

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