Lu, Xi

2015
Haikun Wang, Yanxia Zhang, Xi Lu, Chris P Nielsen, and Jun Bi. 2015. “Understanding China's carbon dioxide emissions from both production and consumption perspectives.” Renewable and Sustainable Energy Reviews, 52, Pp. 189-200. Publisher's VersionAbstract

China is now the largest emitter of CO2 in the world, having contributed nearly half of the global increase in carbon emissions between 1980 and 2010. The existing literature on China’s carbon emissions has focused on two dimensions: the amount of CO2 emitted within China’s geographical boundaries (a production-based perspective), and the drivers of, and responsibility for, these emissions (a consumption-based perspective). The current study begins with a comprehensive review of China’s CO2 emissions, and then analyzes their driving forces from both consumption and production perspectives, at both national and provincial levels. It is concluded that China’s aggregate national CO2 emissions from fossil fuel consumption and cement production maintained high growth rates during 2000-2010. National emissions reached 6.8–7.3 billion tons in 2007, nearly 25% of which were caused by net exports (i.e., exports minus imports) to other countries. However, emission characteristics varied significantly among different regions and provinces, and considerable emission leakage from the developed eastern regions to inland and western areas of the country was found. The objectives of China’s policies should therefore be broadened from continued improvement of energy efficiency to accelerating regional technology transfer and preventing mere relocation of carbon-intensive economic activities from developed coastal regions to less developed, inland provinces. To rapidly and effectively cut down China’s carbon emissions, moreover, its energy supply should be aggressively decarbonized by promoting renewable and low carbon energy sources.

2014
Junling Huang, Xi Lu, and Michael B. McElroy. 2014. “Meteorologically defined limits to reduction in the variability of outputs from a coupled wind farm system in the Central US.” Renewable Energy, 62, February, Pp. 331–340. Publisher's VersionAbstract

Studies suggest that onshore wind resources in the contiguous US could readily accommodate present and anticipated future US demand for electricity. The problem with the output from a single wind farm located in any particular region is that it is variable on time scales ranging from minutes to days posing difficulties for incorporating relevant outputs into an integrated power system. The high frequency (shorter than once per day) variability of contributions from individual wind farms is determined mainly by locally generated small-scale boundary layer. The low frequency variability (longer than once per day) is associated with the passage of transient waves in the atmosphere with a characteristic time scale of several days. Using 5 years of assimilated wind data, we show that the high frequency variability of wind-generated power can be significantly reduced by coupling outputs from 5 to 10 wind farms distributed uniformly over a ten state region of the Central US in this study. More than 95% of the remaining variability of the coupled system is concentrated at time scales longer than a day, allowing operators to take advantage of multi-day weather forecasts in scheduling projected contributions from wind.

Final Manuscript in DASH
This paper is from a series investigating and comparing the prospects for low- and non-carbon power generation in China and the U.S.

Xi Lu, Michael B. McElroy, Xinyu Chen, and Chongqing Kang. 2014. “Opportunity for offshore wind to reduce future demand for coal-fired power plants in China with consequent savings in emissions of CO2.” Environmental Science & Technology, 48, 24, Pp. 14764–14771. Publisher's VersionAbstract

Although capacity credits for wind power have been embodied in power systems in the U.S. and Europe, the current planning framework for electricity in China continues to treat wind power as a non-dispatchable source with zero contribution to firm capacity. This study adopts a rigorous reliability model for the electric power system evaluating capacity credits that should be recognized for offshore wind resources supplying power demands for Jiangsu, China. Jiangsu is an economic hub located in the Yangtze River delta accounting for 10% of the total electricity consumed in China. Demand for electricity in Jiangsu is projected to increase from 331 TWh in 2009 to 800 TWh by 2030. Given a wind penetration level of 60% for the future additional Jiangsu power supply, wind resources distributed along the offshore region of five coastal provinces in China (Shandong, Jiangsu, Shanghai, Zhejiang and Fujian) should merit a capacity credit of 12.9%, the fraction of installed wind capacity that should be recognized to displace coal-fired systems without violating the reliability standard. In the high-coal-price scenario, with 60% wind penetration, reductions in CO2 emissions relative to a business as usual reference could be as large as 200.2 million tons of CO2 or 51.8% of the potential addition, with a cost for emissions avoided of $29.0 per ton.

 

Xinyu Chen, Xi Lu, Michael B. McElroy, Chris P Nielsen, and Chongqing Kang. 2014. “Synergies of wind power and electrified space heating: A case study for Beijing.” Environmental Science & Technology, 48, 3, Pp. 2016–2024. Publisher's VersionAbstract

Demands for electricity and energy to supply heat are expected to expand by 71% and 47%, respectively, for Beijing in 2020 relative to 2009. If the additional electricity and heat are supplied solely by coal as is the current situation, annual emissions of CO2 may be expected to increase by 59.6% or 99 million tons over this interval. Assessed against this business as usual (BAU) background, the present study indicates that significant reductions in emissions could be realized using wind-generated electricity to provide a source of heat, employed either with heat pumps or with electric thermal storage (ETS) devices. Relative to BAU, reductions in CO2 with heat pumps assuming 20% wind penetration could be as large as 48.5% and could be obtained at a cost for abatement of as little as $15.6 per ton of avoided CO2. Even greater reductions, 64.5%, could be realized at a wind penetration level of 40% but at a higher cost, $29.4 per ton. Costs for reduction of CO2 using ETS systems are significantly higher, reflecting the relatively low efficiency for conversion of coal to power to heat.

2013
Xi Lu, Michael B. McElroy, Chris P Nielsen, Xinyu Chen, and Junling Huang. 2013. “Optimal integration of offshore wind power for a steadier, environmentally friendlier, supply of electricity in China.” Energy Policy, 62, Pp. 131–138. Publisher's VersionAbstract

Demand for electricity in China is concentrated to a significant extent in its coastal provinces. Opportunities for production of electricity by on-shore wind facilities are greatest, however, in the north and west of the country. Using high resolution wind data derived from the GEOS-5 assimilation, this study shows that investments in off-shore wind facilities in these spatially separated regions (Bohai-Bay or BHB, Yangtze-River Delta or YRD, Pearl-River Delta or PRD) could make an important contribution to overall regional demand for electricity in coastal China. An optimization analysis indicates that hour-to-hour variability of outputs from a combined system can be minimized by investing 24% of the power capacity in BHB, 30% in YRD and 47% in PRD. The analysis suggests that about 28% of the overall off-shore wind potential could be deployed as base load power replacing coal-fired system with benefits not only in terms of reductions in CO2 emissions but also in terms of improvements in regional air quality. The interconnection of off-shore wind resources contemplated here could be facilitated by China's 12th-five-year plan to strengthen inter-connections between regional electric-power grids.

2012
Xi Lu, Michael B. McElroy, Gang Wu, and Chris P Nielsen. 2012. “Accelerated reduction of SO2 emissions from the US power sector triggered by changing prices of natural gas.” Environmental Science and Technology, 46, 14, Pp. 7882-7889. Publisher's VersionAbstract
Emissions of sulfur dioxide (SO2) from the U.S. power sector decreased by 24% in 2009 relative to 2008. The Logarithmic Mean Divisia Index (LMDI) approach was applied to isolate the factors responsible for this decrease. It is concluded that 15% of the decrease can be attributed to the drop in demand for electricity triggered by the economic recession, and 28% can be attributed to switching of fuel from coal to gas responding to the decrease in prices for the latter. The largest factor in the decrease, close to 57%, resulted from an overall decline in emissions per unit of power generated from coal. This is attributed in part to selective idling of older, less efficient coal plants that generally do not incorporate technology for sulfur removal, and in part to continued investments by the power sector in removal equipment in response to the requirements limiting emissions imposed by the U.S. Environmental Protection Agency (U.S. EPA). The paper argues further that imposition of a modest tax on emissions of carbon would have ancillary benefits in terms of emissions of SO2.

Final Manuscript in DASH
This paper is from a series investigating and comparing the prospects for low- and non-carbon power generation in China and the U.S.

Gang Wu, Yi-Ming Wei, Chris P Nielsen, Xi Lu, and Michael B. McElroy. 2012. “A dynamic programming model of China's strategic petroleum reserve: General strategy and the effect of emergencies.” Energy Economics, 34, 4, Pp. 1234-1243. Publisher's VersionAbstract
To protect the security of energy supply, China is building national strategic petroleum reserve (SPR). We present a dynamic programming model to determine the optimal stockpiling and drawdown strategies for China's SPR under various scenarios, focusing on minimizing the total cost of reserves. In contrast to previous research, the oil price given in our model is exogenous on a monthly instead of annual basis, with a view to more realistic simulation of optimal strategies each year. Our model results show that in the case where stockpiling affects oil prices, a given SPR size will be achieved earlier than when stockpiling does not affect oil prices. In different emergency conditions, the optimal stockpiling and drawdown strategies of China's SPR are very different. When an emergency occurs, the shock of stockpiling on the oil price per barrel could range $0.49–$6.35, while the impact of drawdown on the oil price per barrel could range −$6.22 to −$0.48.
Xi Lu, Jackson Salovaara, and Michael B. McElroy. 2012. “Implications of the recent reductions in natural gas prices for emissions of CO2 from the US power sector.” Environmental Science & Technology, 46, 5, Pp. 3014–3021. Publisher's VersionAbstract
CO2 emissions from the US power sector decreased by 8.76% in 2009 relative to 2008 contributing to a decrease over this period of 6.59% in overall US emissions of greenhouse gases. An econometric model, tuned to data reported for regional generation of US electricity, is used to diagnose factors responsible for the 2009 decrease. More than half of the reduction is attributed to a shift from generation of power using coal to gas driven by a recent decrease in gas prices in response to the increase in production from shale. An important result of the model is that, when the cost differential for generation using gas rather than coal falls below 2–3 cents/kWh, less efficient coal fired plants are displaced by more efficient natural gas combined cycle (NGCC) generation alternatives. Costs for generation using NGCC decreased by close to 4 cents/kWh in 2009 relative to 2008 ensuring that generation of electricity using gas was competitive with coal in 2009 in contrast to the situation in 2008 when gas prices were much higher. A modest price on carbon could contribute to additional switching from coal to gas with further savings in CO2 emissions.

Final Manuscript in DASH
This paper is from a series investigating and comparing the prospects for low- and non-carbon power generation in China and the U.S.; click here (http://news.harvard.edu/gazette/story/2012/02/model-situation/) to see coverage in the Harvard Gazette.

2011
Xi Lu, Michael B. McElroy, and Nora Sluzas. 2011. “Costs for integrating wind into the future ERCOT system with related costs for savings in CO2 emissions.” Environmental Science and Technology, 45, 7, Pp. 3160-3166. Publisher's VersionAbstract
Wind power can make an important contribution to the goal of reducing emissions of CO2. The major problem relates to the intrinsic variability of the source and the difficulty of reconciling the supply of electricity with demand particularly at high levels of wind penetration. This challenge is explored for the case of the ERCOT system in Texas. Demand for electricity in Texas is projected to increase by approximately 60% by 2030. Considering hourly load data reported for 2006, assuming that the pattern of demand in 2030 should be similar to 2006, and adopting as a business as usual (BAU) reference an assumption that the anticipated additional electricity should be supplied by a combination of coal and gas with prices, discounted to 2007 dollars of $2 and $6 per MMBTU respectively, we conclude that the bus-bar price for electricity would increase by about 1.1¢/kWh at a wind penetration level of 30%, by about 3.4 ¢/kWh at a penetration level of 80%. Corresponding costs for reductions in CO2 range from $20/ton to $60/ton. A number of possibilities are discussed that could contribute to a reduction in these costs including the impact of an expanded future fleet of electrically driven vehicles.

Final Manuscript in DASH
This is from a series of papers investigating and comparing the prospects for low- and non-carbon power generation in China and the U.S.

Xi Lu, Jeremy Tchou, Michael B. McElroy, and Chris P Nielsen. 2011. “The impact of production tax credits on the profitable production of electricity from wind in the U.S.” Energy Policy, 39, 7, Pp. 4207-4214. Publisher's VersionAbstract
A spatial financial model using wind data derived from assimilated meteorological condition was developed to investigate the profitability and competitiveness of onshore wind power in the contiguous U.S. It considers not only the resulting estimated capacity factors for hypothetical wind farms but also the geographically differentiated costs of local grid connection. The levelized cost of wind-generated electricity for the contiguous U.S. is evaluated assuming subsidy levels from the Production Tax Credit (PTC) varying from 0 to 4 ¢/kWh under three cost scenarios: a reference case, a high cost case, and a low cost case. The analysis indicates that in the reference scenario, current PTC subsidies of 2.1 ¢/kWh are at a critical level in determining the competitiveness of wind-generated electricity compared to conventional power generation in local power market. Results from this study suggest that the potential for profitable wind power with the current PTC subsidy amounts to more than seven times existing demand for electricity in the entire U.S. Understanding the challenges involved in scaling up wind energy requires further study of the external costs associated with improvement of the backbone transmission network and integration into the power grid of the variable electricity generated from wind.

Final Manuscript in DASH
This paper is from a series investigating and comparing the prospects for low- and non-carbon power generation in China and the U.S.

2010
Xi Lu. 2010. “Electricity from Wind: Opportunities and Challenges.” School of Engineering and Applied Sciences, Harvard University.
2009
Xi Lu, Michael B. McElroy, and Juha Kiviluoma. 2009. “Global potential for wind generated electricity.” Proceedings of the National Academy of Sciences, 106, 27, Pp. 10933-10938s. Publisher's VersionAbstract

The potential of wind power as a global source of electricity is assessed by using winds derived through assimilation of data from a variety of meteorological sources. The analysis indicates that a network of land-based 2.5-megawatt (MW) turbines restricted to nonforested, ice-free, nonurban areas operating at as little as 20% of their rated capacity could supply >40 times current worldwide consumption of electricity, >5 times total global use of energy in all forms. Resources in the contiguous United States, specifically in the central plain states, could accommodate as much as 16 times total current demand for electricity in the United States. Estimates are given also for quantities of electricity that could be obtained by using a network of 3.6-MW turbines deployed in ocean waters with depths <200 m within 50 nautical miles (92.6 km) of closest coastlines.

Wind power accounted for 42% of all new electrical capacity added to the United States electrical system in 2008 although wind continues to account for a relatively small fraction of the total electricity-generating capacity [25.4 gigawatts (GW) of a total of 1,075 GW] (ref. 1; www.awea.org/pubs/documents/Outlook_2009.pdf). The Global Wind Energy Council projected the possibility of a 17-fold increase in wind-powered generation of electricity globally by 2030 (ref. 2; www.gwec.net/fileadmin/documents/Publications/GWEO_2008_final.pdf). Short et al. (3), using the National Renewable Energy Laboratory's WinDs model, concluded that wind could account for as much as 25% of U.S. electricity by 2050 (corresponding to an installed wind capacity of ≈300 GW).

Archer and Jacobson (4) estimated that 20% of the global total wind power potential could account for as much as 123 petawatt-hours (PWh) of electricity annually [corresponding to annually averaged power production of 14 terawatts (TW)] equal to 7 times the total current global consumption of electricity (comparable to present global use of energy in all forms). Their study was based on an analysis of data for the year 2000 from 7,753 surface meteorological stations complemented by data from 446 stations for which vertical soundings were available. They restricted their attention to power that could be generated by using a network of 1.5-megawatt (MW) turbines tapping wind resources from regions with annually averaged wind speeds in excess of 6.9 m/s (wind class 3 or better) at an elevation of 80 m. The meteorological stations used in their analysis were heavily concentrated in the United States, Europe, and Southeastern Asia. Results inferred for other regions of the world are subject as a consequence to considerable uncertainty.

The present study is based on a simulation of global wind fields from version 5 of the Goddard Earth Observing System Data Assimilation System (GEOS-5 DAS). Winds included in this compilation were obtained by retrospective analysis of global meteorological data using a state-of-the-art weather/climate model incorporating inputs from a wide variety of observational sources (5), including not only surface and sounding measurements as used by Archer and Jacobson (4) but also results from a diverse suite of measurements and observations from a combination of aircraft, balloons, ships, buoys, dropsondes and satellites, in short the gamut of observational data used to provide the world with the best possible meteorological forecasts enhanced by application of these data in a retrospective analysis. The GEOS-5 wind field is currently available for the period 2004 to the present (March 20, 2009) with plans to extend the analysis 30 years back in time. The GEOS-5 assimilation was adopted in the present analysis to take advantage of the relatively high spatial resolution available with this product as compared with the lower spatial resolutions available with alternative products such as ERA-40, NECP II, and JRA-25. It is used here in a detailed study of the potential for globally distributed wind-generated electricity in 2006.

We begin with a description of the methodology adopted for the present study. The land-based turbines envisaged here are assumed to have a rated capacity of 2.5 MW with somewhat larger turbines, 3.6 MW, deployed offshore, reflecting the greater cost of construction and the economic incentive to deploy larger turbines to capture the higher wind speeds available in these regions. In siting turbines over land, we specifically excluded densely populated regions and areas occupied by forests and environments distinguished by permanent snow and ice cover (notably Greenland and Antarctica). Turbines located offshore were restricted to water depths <200 m and to distances within 92.6 km (50 nautical miles) of shore.

These constraints are then discussed, and results from the global analysis are presented followed by a more detailed discussion of results for the United States.

Potential for wind generated electricity in China
Michael B. McElroy, Xi Lu, Chris P Nielsen, and Yuxuan Wang. 2009. “Potential for wind generated electricity in China.” Science, 325, 5946, Pp. 1378-1380. Publisher's VersionAbstract
Wind offers an important alternative to coal as a source of energy for generation of electricity in China with the potential for substantial savings in carbon dioxide emissions. Wind fields derived from assimilated meteorological data are used to assess the potential for wind-generated electricity in China subject to the existing government-approved bidding process for new wind farms. Assuming a guaranteed price of 0.516 RMB (7.6 U.S. cents) per kilowatt-hour for delivery of electricity to the grid over an agreed initial average period of 10 years, it is concluded that wind could accommodate all of the demand for electricity projected for 2030, about twice current consumption. Electricity available at a concession price as low as 0.4 RMB per kilowatt-hour would be sufficient to displace 23% of electricity generated from coal.

Final Manuscript in DASH
This paper was the cover article of this issue of Science; click here (http://www.sciencemag.org/content/325/5946.cover-expansion) to see the cover image of wind turbines near the Great Wall of China.

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